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The Notes/Web Solution for Securities Industry Product Sales & Compliance

Introducing FundComp

FundComp, powered by Lotus Domino, is a comprehensive solution to a wide array of hedge fund compliance, regulatory and operational issues designed for financial companies with a remote sales force selling Hedge Funds, Private Equity, Exchange Funds and other investment products.

A two part compliance tracking systems allows financial houses to store and track vital information about the individuals selling the funds, where they are licensed, what types of licenses the carry, and who are the clients they are selling to, as well as information about the funds they sell such as who is allowed to participate.

The web interface allows a secure and easy way for the sales force and compliance officers to enter, view and report on any fund sale. New product offerings, or new sales staff can be set up in a matter of minutes.

Additionally, FundComp utilizes the power of the Domino platform for a full featured workflow engine that can store and route the submitted information, so that the team back at the office can be working to prepare materials, manage funding, and track sales. All before the salesperson gets back to the office! Another side benefit of the Lotus Domino platform is that it allows for easy integration of this data into any existing application database.


Demo

Try out the FundComp system as a Remote Sales Person
   

FundComp Camtasia

   

Pricing

Pricing for FundComp